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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-04-27
  • CO RA
    APPROVED
    Since 2022-04-27

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Englewood CO 07/1996 02/2018
Td Ameritrade, Inc. Colorado Springs CO 02/2018 01/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2020
Gwfs Equities, Inc Greenwood Village CO 04/2022 Present
Advised Assets Group, Llc Greenwood Village CO 04/2022 Present
Nuview Analytics Centennial CO 02/2021 06/2021
Unemployed Parker CO 07/2021 04/2022
  • 07/1996 → 02/2018
    Scottrade, Inc.
    Englewood, CO
  • 02/2018 → 01/2021
    Td Ameritrade, Inc.
    Colorado Springs, CO
  • 02/2018 → 12/2020
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 04/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 04/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
  • 02/2021 → 06/2021
    Nuview Analytics
    Centennial, CO
  • 07/2021 → 04/2022
    Unemployed
    Parker, CO
Previous Registrations
  • 2018-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    Colorado Springs, CO
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Colorado Springs, CO
  • 2017-08-07 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

Name of Outside Business:NANJS LLC; Investment Related:No; Address of Outside Business:Denver, CO; Nature of Outside Business:Rental Property; Position:Member; Start Date:9/6/2017; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: No duties, just an investor. Name: NANJY LLC Role: Manager Member, Type: Rental Property, Start Date: 02/01/2021, Investment Related?: No, Address:6327 S Jamaica Ct, Englewood, CO 80111, Number of Hours/Mo: 5, Duties: I will help managed the LLC to find real estate and make it rental properties. I have a property manager and I will handle the business of the LLC. Camp K dba Parker Party America / CoOwner with spouse. Retail party store. CoOwner of spouse's business; will help with accounting and behind the scenes store activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-07
S63 Uniform Securities Agent State Law Examination 1996-02-21
  • S66 Uniform Combined State Law Examination
    2017-08-07
  • S63 Uniform Securities Agent State Law Examination
    1996-02-21
Other Names
  • Jason Arthur Young

View on SEC IAPD

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