Stephen Richard Smith

Current Employers

Employment History

• 01/2016 → 03/2017
  Compass Bank
  Birmingham, AL
• 02/2016 → 03/2017
  Bbva Securities Inc.
  Colorado Springs, CO
• 02/2016 → 03/2017
  Bbva Wealth Solutions Inc.
  Colorado Springs, CO
• 01/2016 → 03/2017
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 03/2017 → Present
  Regions Bank
  Fort Myers, FL
• 03/2017 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2017 → Present
  Cetera Investment Advisers Llc
  Fort Myers, FL

Previous Registrations

• 2016-02-16 → 2017-03-16
  Pnc Managed Account Solutions, Inc.
  Colorado Springs, CO
  Colorado Springs, CO
• 2015-08-26 → 2016-01-26
  Allstate Financial Advisors, Llc
  Colorado Springs, CO
• 2014-01-21 → 2015-08-14
  Cetera Investment Advisers Llc
  Shreveport, LA
• 2013-04-15 → 2014-01-21
  Cetera Investment Services Llc
  St Cloud, MN
  Shreveport, LA
• 2010-10-06 → 2013-04-01
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Bonita Springs, FL
  Estero, FL
  Bonita Springs, FL
  Estero, FL
  Bonita Springs, FL
  Plano, TX
• 2009-05-27 → 2010-09-13
  Raymond James Financial Services Advisors, Inc
  Estero, FL
• 2003-06-13 → 2009-10-10
  Raymond James Financial Services, Inc.
  Bonita Springs, FL
  Estero, FL
• 2000-08-10 → 2003-06-12
  Prudential Equity Group, Llc
  Ft. Myers, FL

Other Businesses

1.)FOOTBALL OFFICIAL. FALL ONLY, 10-12 GAMES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-02
• S63 Uniform Securities Agent State Law Examination
  1998-06-23

Other Names

• Stephen Smith