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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-12
CA RA APPROVED 2008-02-21
NJ RA APPROVED 2007-01-30
  • TX RA
    APPROVED_RES
    Since 2012-07-12
  • CA RA
    APPROVED
    Since 2008-02-21
  • NJ RA
    APPROVED
    Since 2007-01-30

Branch Locations

11811 Bernardo Plaza Ct, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Somerset NJ 08/1995 Present
Bank Of America, N.A. San Diego CA 07/2011 Present
Other Businesses

I*125256 Entity Type: Non-Profit Organization Name of outside business organization: Fresh Start Foundation Investment related: No Address of business: Carlsbad, California 92011 Position, title, association: Advisory Board Member, Start date of relationship: 8/30/2019Number of hours devoted: 2 hrs Quarterly Number of hours devoted during trading hours: 0 Duties: board member for not for profit organization. provide oversight of foundation and provide guidance to operating charity, Fresh Start Surgical Gifts. I*1473279 Entity Type: Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: Indio, California, 92201 Position, title, association: Co-owner with other family members, Start date of relationship: 10/1/2023 Number of hours devoted: 10 hrs Weekly Number of hours devoted during trading hours: 0 Duties: So owner of rental property I*2697275, Entity Type: For Profit, Name of OBA: JRC Capital Group LLC, Address: Sheridan, Wyoming, 82801, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee State Date: 07/28/2025, No Hours: 5 Weekly, No Hours during Trading: 0 Duties: manage rental property, Holding company. I currently own a rental property in my trust, and I want to move it into an LLC for protection of my assets. I*3679305 Entity Type: Fiduciary role Name of OBA: C. Family Living Trust U/A DTD 12/12/2012 Address: San Diego, California, 92128 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 01/29/2026 Number of Hours: 12, Yearly Number of Hours during trading: 1, Yearly Duties: Trustee/ Self, Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-17
S63 Uniform Securities Agent State Law Examination 1997-02-21
  • S66 Uniform Combined State Law Examination
    2006-11-17
  • S63 Uniform Securities Agent State Law Examination
    1997-02-21
Other Names
  • Jason Lee Corzine

View on SEC IAPD

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