Brian G Mcneil

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2007-08-14
CT	RA	APPROVED	2007-08-07
CA	RA	APPROVED	2007-07-27

TX RA
APPROVED_RES

Since 2007-08-14
CT RA
APPROVED

Since 2007-08-07
CA RA
APPROVED

Since 2007-07-27

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

North Marshfield, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691	Wellesley Hills	MA	07/2007	Present
Bank Of America, N.A.	Wellesley Hills	MA	05/2011	Present

07/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691

Wellesley Hills, MA
05/2011 → Present

Bank Of America, N.A.

Wellesley Hills, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-09-25
S63	Uniform Securities Agent State Law Examination	1996-05-24

S65 Uniform Investment Adviser Law Examination

2007-09-25
S63 Uniform Securities Agent State Law Examination

1996-05-24

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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