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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2021-02-24 |
Branch Locations
220 S King Street 20Th Floor, Honolulu, HI 96813 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Savings Bank | Honolulu | HI | 08/2012 | 01/2018 |
| Lpl Financial Llc | Charlotte | NC | 08/2012 | 04/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 04/2017 | 01/2018 |
| Td Ameritrade | Honolulu | HI | 01/2018 | 12/2020 |
| Lpl Financial Llc | Honolulu | HI | 02/2021 | Present |
| Central Pacific Bank | Honolulu | HI | 02/2021 | Present |
1) 2/11/2021- CENTRAL PACIFIC INVESTMENT SERVICES- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2) 8/4/2021 - Central Pacific Bank - DBA: CP Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/3/2021 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-14 |
| S66 | Uniform Combined State Law Examination | 2018-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-01 |
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