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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2007-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlottesville | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlottesville | VA | 11/2016 | Present |
LOAN, INV RELATED, CHARLOTTESVILLE, VA, START 6/1/2009, ZERO HOURS PER MONTH. AUTHOR OF A CHAPTER IN A BOOK CALLED: SUCCESS TODAY - LEADING ENTREPRENEURS & PROFESSIONALS SHARE THEIR SECRETS FOR HEALTH WEALTH & HAPPINESS TODAY!, INV RELATED, START: 6/2015
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-18 |
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