Michael Loren Stein

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-01-30

MN RA
APPROVED

Since 2014-01-30

Branch Locations

250 Marquette Avenue, Suite 900 Suite 900, Minneapolis, MN 55401 • United States

1201 Pacific Ave Suite 600, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Minneapolis	MN	09/2014	Present

09/2014 → Present

Voya Financial Advisors

Minneapolis, MN

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 20 WASHINGTON AVE S; MINNEAPOLIS; MN; 55401; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/10/2010; 20; 15; SALE OF FIXED INSURANCE PRODUCTS|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-17
S63	Uniform Securities Agent State Law Examination	1995-06-22

S65 Uniform Investment Adviser Law Examination

1999-09-17
S63 Uniform Securities Agent State Law Examination

1995-06-22

View on SEC IAPD

Current Employers

Voya Financial Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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