John Charles Chiarenza

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27
TX	RA	APPROVED_RES	2020-10-21
NJ	RA	APPROVED	2016-07-13

NY RA
APPROVED

Since 2021-07-27
TX RA
APPROVED_RES

Since 2020-10-21
NJ RA
APPROVED

Since 2016-07-13

Branch Locations

6390 Main St, Ste 100, Williamsville, NY 14221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Buffalo	NY	07/2016	11/2016
Wells Fargo Clearing Services, Llc	Buffalo	NY	11/2016	Present

07/2016 → 11/2016

Wells Fargo Advisors Llc

Buffalo, NY
11/2016 → Present

Wells Fargo Clearing Services, Llc

Buffalo, NY

Previous Registrations

2012-05-15 → 2016-07-28

Lpl Financial Llc

Buffalo, NY

Buffalo, NY

Kenmore, NY

Lockport, NY
2006-06-20 → 2012-05-15

Hsbc Securities (Usa) Inc.

Tonawanda, NY

Grand Island, NY

Amherst, NY

North Tonawanda, NY

Tonawanda, NY

Tonawanda, NY

Amherst, NY

Williamsville, NY

Sanborn, NY

Kenmore, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-11-22
S63	Uniform Securities Agent State Law Examination	1996-02-29

S65 Uniform Investment Adviser Law Examination

2003-11-22
S63 Uniform Securities Agent State Law Examination

1996-02-29

Other Names

John C Chiarenza

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews