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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-10-30 |
| TX | RA | APPROVED_RES | 2025-10-30 |
| VT | RA | APPROVED | 2025-10-30 |
| IN | RA | APPROVED | 2025-06-17 |
Branch Locations
2325 Pointe Parkway Suite 100, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Indianapolis | IN | 10/2012 | 05/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Carmel | IN | 05/2017 | 07/2024 |
| Tiaa | Carmel | IN | 05/2017 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Carmel | IN | 05/2025 | Present |
| Jpm Chase | Indianapolis | IN | 02/2002 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-20 |
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