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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-02-04
TX RA APPROVED_RES 2011-02-02
OH RA APPROVED 2011-02-01
  • FL RA
    APPROVED
    Since 2011-02-04
  • TX RA
    APPROVED_RES
    Since 2011-02-02
  • OH RA
    APPROVED
    Since 2011-02-01

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Lakewood Ranch, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Ft. Laud, FL 01/2011 Present
Kovack Advisors, Inc. Ft Laud. FL 01/2011 Present
  • 01/2011 → Present
    Kovack Securities, Inc.
    Ft. Laud,, FL
  • 01/2011 → Present
    Ft Laud., FL
Previous Registrations
Other Businesses

1) DBA: YERMAK FINANCIAL ADVISORS, INC. - 226 SOUTH EAST 12TH AVENUE FORT LAUDERDALE, FL 33301; FINANCIAL ADVISORY SERVICES; INVESTMENT RELATED; PRESIDENT/FINANCIAL ADVISOR; PROVIDE FINANCIAL ADVICE; 80% OF TIME SPENT 2) FIXED INSURANCE - 226 SOUTH EAST 12TH AVENUE FORT LAUDERDALE, FL 33301; FIXED INSURANCE; NON INVESTMENT RELATED; FINANCIAL ADVISOR; SELL FIXED INSURANCE; 1% OF TIME SPENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-31
S63 Uniform Securities Agent State Law Examination 1995-07-26
  • S65 Uniform Investment Adviser Law Examination
    2007-08-31
  • S63 Uniform Securities Agent State Law Examination
    1995-07-26

View on SEC IAPD

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