Best Investors Account Sign in

Traci J. Underhill

J.P. Morgan Securities LLC

Bothell, WA

Columbus, OH

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-16
WA RA APPROVED 2020-09-15
  • TX RA
    APPROVED_RES
    Since 2022-08-16
  • WA RA
    APPROVED
    Since 2020-09-15

Branch Locations

18925 Bothell Way Ne, Bothell, WA 98011 • United States

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kis Investment Services Seattle WA 07/2016 04/2019
Absolute Mortgage Mill Creek WA 10/2019 09/2020
Columbia Funding Mortgage Mill Creek WA 05/2019 11/2019
Jp Morgan Securities, Llc Kirkland WA 09/2020 07/2022
Jp Morgan Chase Bank, N.A. Kirkland WA 09/2020 07/2022
J.P. Morgan Securities Llc Bothell WA 07/2022 Present
  • 07/2016 → 04/2019
    Kis Investment Services
    Seattle, WA
  • 10/2019 → 09/2020
    Absolute Mortgage
    Mill Creek, WA
  • 05/2019 → 11/2019
    Columbia Funding Mortgage
    Mill Creek, WA
  • 09/2020 → 07/2022
    Jp Morgan Securities, Llc
    Kirkland, WA
  • 09/2020 → 07/2022
    Jp Morgan Chase Bank, N.A.
    Kirkland, WA
  • 07/2022 → Present
    J.P. Morgan Securities Llc
    Bothell, WA
Previous Registrations
  • 2016-07-25 → 2019-05-07
    Key Investment Services Llc
    Tacoma, WA
    Seattle, WA
    Seattle, WA
  • 2009-06-01 → 2016-07-29
    Morgan Stanley
    Bellevue, WA
    Seattle, WA
    Seattle, WA
    Bellevue, WA
  • 2008-08-05 → 2009-06-01
    Citigroup Global Markets Inc.
    Bellevue, WA
  • 2007-06-06 → 2008-06-17
    Wamu Investments, Inc.
    Seattle, WA
  • 2004-11-19 → 2006-05-08
    Morgan Stanley Dw Inc.
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-27
S63 Uniform Securities Agent State Law Examination 1998-02-05
  • S65 Uniform Investment Adviser Law Examination
    2004-10-27
  • S63 Uniform Securities Agent State Law Examination
    1998-02-05
Other Names
  • Traci Jo Underhill
  • Traci Jo Jacobsen
  • Traci Jo Boop

View on SEC IAPD

Other Firms

A5 FINANCIAL LLC
INVESTOR RESOURCES INC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
COMPOUND PLANNING, INC.
STRATEGIC ADVISERS LLC
SOUND INVESTMENT STRATEGIES, INC.
STRATEGIC BLUEPRINT, LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

JOHN ALLEN CARRUTHERS
NEIL FREDERICK FENNING
PERRY THOMAS SIKES
DONALD GAYLEN CREECH
KATRINA LOUISE VAN RENSUM
SCOTT Douglas HEDGCOCK
COLTON JEROME SMITH
JONATHON LEE

Other Offices

A5 FINANCIAL LLC · BOTHELL, WA
INVESTOR RESOURCES INC · BOTHELL, WA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BOTHELL, WA
COMPOUND PLANNING, INC. · Bothell, WA
STRATEGIC ADVISERS LLC · BOTHELL, WA
SOUND INVESTMENT STRATEGIES, INC. · Bothell, WA
STRATEGIC BLUEPRINT, LLC · Bothell, WA
CETERA INVESTMENT ADVISERS LLC · BOTHELL, WA

More in Bothell, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor