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4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-07 |
| WI | RA | APPROVED | 2024-11-07 |
| GA | RA | APPROVED | 2020-02-26 |
Branch Locations
11988 El Camino Real Suite 500, San Diego, CA 92103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandes Investments | Nashville | TN | 11/2011 | Present |
| Alps Distributors, Inc. | Denver | CO | 09/2015 | 07/2024 |
| Foreside Fund Services, Llc | Nashville | TN | 07/2024 | Present |
1). Brandes Investment Partners; Investment Related; SALES/EDUCATION; Nashville, TN; 11/2011; REGIONAL DIRECTOR; Offering consultative solutions to financial advisors and their clients; 160 Hours Per Month and 0 Hours During Trading 2). Rental Property; Not Investment Related; Ketchum, ID; Short Term Rental; Homeowner; Start:1/1/2026; 1 Hour Per Month and 0 During Trading; Owner of Short-Term Rental Unit.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-19 |
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