John Charles Spencer

Current Employers

Employment History

• 02/2015 → Present
  Lpl Financial Llc
  Cincinnati, OH
• 04/2016 → Present
  Hackman Financial Group, Inc.
  Cincinnati, OH

Previous Registrations

• 2009-02-24 → 2015-02-20
  Ameriprise Financial Services, Llc
  Cincinnati, OH
  Cincinnati, OH
• 2009-01-02 → 2009-02-24
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
• 2002-11-14 → 2009-01-02
  Raymond James Financial Services, Inc.
  West Chester, OH
  West Chester, OH

Other Businesses

1. 02/19/2015-HACKMAN FINANCIAL GROUP/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/100%/7355 E KEEPER RD, CINCINNATI, OH 45249 2. 02/19/2015-OHIO RUGBY REFEREES SOCIETY/OUTSIDE/W-2 EMPLOYMENT/RUGBY REFEREE/1%/7715 TRAILWIND DR, CINCINNATI, OH 45242. 3. 12/7/2016 - HFG ADVISORS, Inc. - DBA: Hackman Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/01/2016 - 140 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through HFG Advisors, Inc., an independent investment advisor firm. I started this business activity in April 2016. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/12/2016 - No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Started 03/01/2009 - 8 Hours Per Month/0 Hours During Securities Trading - Rugby referee.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-06-18

Other Names

• John Charles Spencer
• John Charles Iv Spencer