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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-10
  • MI RA
    APPROVED
    Since 2010-09-10

Branch Locations

345 Diversion St Ste. 300, Rochester, MI 48307-6638 • United States

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

Rochester Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rochester MI 12/2003 Present
Other Businesses

(1) 07/08/2014: NO BUSINESS NAME - INV REL - At Reported Business Location(s) - NON-VARIABLE INSURANCE - START 11/02/2004 - 1 HR/MO NONE DURING SECS TRDG HRS (2) 07/29/2024 - Marcum LLP - CPA Affiliate Program - Investment Related - Start Date 7/1/2024 -

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-06-08
  • S63 Uniform Securities Agent State Law Examination
    1995-06-08
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rochester, MI

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