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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-12-13
MI RA APPROVED 2010-08-27
  • TX RA
    APPROVED_RES
    Since 2016-12-13
  • MI RA
    APPROVED
    Since 2010-08-27

Branch Locations

321 East 2Nd Street 1St & 2Nd Floor, Rochester, MI 48307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Shelby Township MI 01/2010 Present
  • 01/2010 → Present
    Stifel Nicolaus & Co Inc
    Shelby Township, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-12
S63 Uniform Securities Agent State Law Examination 2001-05-09
  • S65 Uniform Investment Adviser Law Examination
    2010-05-12
  • S63 Uniform Securities Agent State Law Examination
    2001-05-09

View on SEC IAPD

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