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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-25 |
| MI | RA | APPROVED | 2010-08-27 |
Branch Locations
321 East 2Nd Street 1St & 2Nd Floor, Rochester, MI 48307 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Shelby Township | MI | 01/2010 | Present |
1. Notary in state of Michigan; 321 East 2nd Street Rochester MI 48307; Notary to facilitate clients in the normal course of business; notarize documents to facilitate client transactions; 06/24/2023; 1.00hr/quarter; During securities trading hours; Not Investment-Related 2. Rockpointe Community Church; 38100 Utica Road, Sterling Heights, MI 48312; Religious organization; Elder Board; Spiritual direction, strategic guidance; 09/01/2001; 5 hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-09 |
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