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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2012-04-25
TX RA APPROVED 2012-04-24
  • MI RA
    APPROVED
    Since 2012-04-25
  • TX RA
    APPROVED
    Since 2012-04-24

Branch Locations

321 East 2Nd Street 1St & 2Nd Floor, Rochester, MI 48307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Shelby Township MI 04/2012 Present
Other Businesses

1. St. Mary Mystical Rose Parish; 24040 Armada Ridge Rd Armada MI 48005; Catholic Church; Finance Board Member; Review parish budget, income and expenditures; 10/09/2023; 2.00hrs/month; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-30
  • S66 Uniform Combined State Law Examination
    2012-03-30

View on SEC IAPD

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