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Robert Alan Rubarth

Stifel, Nicolaus & Company, Incorporated

Rochester, MI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-09-01
  • MI RA
    APPROVED
    Since 2021-09-01

Branch Locations

321 East 2Nd Street 1St & 2Nd Floor, Rochester, MI 48307 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Macomb MI 10/2012 11/2018
Stifel Nicolaus & Co Inc Shelby Township MI 11/2018 Present
  • 10/2012 → 11/2018
    Raymond James & Associates
    Macomb, MI
  • 11/2018 → Present
    Stifel Nicolaus & Co Inc
    Shelby Township, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-01
S63 Uniform Securities Agent State Law Examination 1993-02-09
  • S65 Uniform Investment Adviser Law Examination
    2001-08-01
  • S63 Uniform Securities Agent State Law Examination
    1993-02-09
Other Names
  • Robert A Rubarth

View on SEC IAPD

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