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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-22
MD RA APPROVED 2006-01-12
  • TX RA
    APPROVED_RES
    Since 2021-10-22
  • MD RA
    APPROVED
    Since 2006-01-12

Branch Locations

11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States

Baltimore, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Comp Hunt Valley MD 03/1994 Present
Massachusetts Mutual Life Insurance Comp Hunt Valley MD 05/1997 Present
Mml Investors Services, Llc Hunt Valley MD 09/1997 Present
  • 03/1994 → Present
    Massachusetts Mutual Life Insurance Comp
    Hunt Valley, MD
  • 05/1997 → Present
    Massachusetts Mutual Life Insurance Comp
    Hunt Valley, MD
  • 09/1997 → Present
    Hunt Valley, MD
Other Businesses

(1) NAME: STATERA ADVISORS LLC INV REL: Y ADDR:11350 MCCORMICK RD EXEC PL IV SUITE 200 HUNT VALLEY MD 21031 NATURE: LIFE INSURANCE, HEALTH, GROUP LIE, GROUP HEALTH, DISABILITY INCOME, ANNUITIES AND LTCI, POSITION: SALES/AGENT/OWNER START:1/1/1995 NO HR/MO:15 NO HR/MO DUR TRADING:6. (2) NAME: STATERA RETIREMENT, LLC INV REL: Y ADD: 11350 MCCORMICK ROAD, EP IV, SUITE 200, HUNT VALLEY, MD 21031 NATURE: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITTIES, HEALTH POSITION: AGENT START DATE: 09/02/2021 No. HR/MO: 5. No. HR/MO DURING SEC TRADING: 5. DESCRIBE DUTIES: SELLING AND SOLICITING VARIOUS CARRIERS OF LIFE, HEALTH, DISABILITY, LONG TERM CARE INSURANCE AND FIXED ANNUITIES. (3) NAME: GARRISON ADVISORS, LLC, INV REL: Y, ADD: 11350 MCCORMICK ROAD, EXECUTIVE PLAZA IV, SUITE 200, HUNT VALLEY, MD 21031 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 1/1/2005 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-01
  • S66 Uniform Combined State Law Examination
    2000-05-01

View on SEC IAPD

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