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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-07-08 |
Branch Locations
3000 Happy Landing Dr., Springfield, IL 62711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Springfield | IL | 01/2013 | 03/2017 |
| Mml Investors Services, Llc | Springfield | IL | 03/2017 | 06/2020 |
| Lpl Financial Llc | Springfield | IL | 06/2020 | Present |
1)06/29/2020 - EMPLOYEE BENEFIT SOLUTIONS - Non-Variable Insurance - inv rel - at reported business location(s) - staret: 06/2020 - 10 hr/mth 2) 11/15/2022 - Essential Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/01/2020 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-20 |
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