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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-04-10 |
| TX | RA | APPROVED | 2026-04-10 |
Branch Locations
7335 Crossleigh Court Ste 300 [Satellite], Toledo, OH 43617 • United States
One N Jefferson Ave, St. Louis, MO 63103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Sylvania | OH | 12/2011 | 04/2026 |
| Wells Fargo Advisors Financial Network, Llc | Toledo | OH | 04/2026 | Present |
Glass City Renovation LLC / United States / 3650 Herr Rd. Sylvania, Ohio 43560 / Company / Home Renovation / Spouse of member of this LLC / Occasionally assist spouse with bill payment of utilities, supplies, services, etc. / Receive compensation?: YES / Start Date 1/1/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-16 |
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