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Robert Hal Dennis

Ameriprise Financial Services, LLC

Bloomfield Hills, MI

Macomb, MI

Myrtle Beach, SC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-07-16
MI RA APPROVED 2018-03-02
TX RA APPROVED 2018-03-02
  • SC RA
    APPROVED
    Since 2024-07-16
  • MI RA
    APPROVED
    Since 2018-03-02
  • TX RA
    APPROVED
    Since 2018-03-02

Branch Locations

39533 Woodward Ave Ste 150, Bloomfield Hills, MI 48304 • United States

Macomb, MI • United States

Myrtle Beach, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Birmingham MI 06/2009 06/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2017
Ameriprise Financial Services Inc Troy MI 06/2017 03/2020
Ameriprise Financial Services, Llc Bloomfield Hills MI 03/2020 Present
  • 06/2009 → 06/2017
    Morgan Stanley
    Birmingham, MI
  • 01/2015 → 06/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2017 → 03/2020
    Ameriprise Financial Services Inc
    Troy, MI
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Bloomfield Hills, MI
Previous Registrations
  • 2017-06-02 → 2018-01-08
    Ameriprise Financial Services, Llc
    Troy, MI
    Bloomfield Hills, MI
  • 2009-06-01 → 2017-06-05
    Morgan Stanley
    Birmingham, MI
    Rochester, MI
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Birmingham, MI
    Rochester, MI
  • 2006-09-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Rochester, MI
    Birmingham, MI
    Birmingham, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-02
S63 Uniform Securities Agent State Law Examination 1995-09-12
  • S65 Uniform Investment Adviser Law Examination
    2001-05-02
  • S63 Uniform Securities Agent State Law Examination
    1995-09-12
Other Names
  • Rob Dennis

View on SEC IAPD

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Other Offices

ENGLISH CAPITAL MANAGEMENT LLC · BLOOMFIELD HILLS, MI
SCHWARTZ & CO. · BLOOMFIELD HILLS, MI
GREGORY J. SCHWARTZ & CO., INC. · BLOOMFIELD HILLS, MI
LPL FINANCIAL LLC · BIRMINGHAM, MI
J.P. MORGAN SECURITIES LLC · BLOOMFIELD HILLS, MI
HIDDEN CAPITAL MANAGEMENT, LLC · BLOOMFIELD HILLS, MI
PROSPERITY WEALTH STRATEGIES LLC · Bloomfield Hills, MI
QUARTON CAPITAL PARTNERS · BIRMINGHAM, MI

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