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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-08-11 |
Branch Locations
2950 Sw Mcclure Rd Ste B, Topeka, KS 66614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Company | Irvine | CA | 05/2013 | 03/2020 |
| Cuso Financial Services, Lp | San Diego | CA | 03/2020 | 05/2020 |
| Farmers Financial Solutions | Escondido | CA | 07/2020 | 08/2020 |
| Farmers Insurance | Escondido | CA | 05/2020 | 08/2020 |
| Ae Financial Services, Llc | Topeka | KS | 08/2020 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 07/2022 | Present |
1.) AE WEALTH MANAGEMENT, LLC; YES INVESTMENT RELATED; 2950 SW MCCLURE RD TOPEKA, KS 66614; INVESTMENT ADVICE FOR FEE; DIRECTOR OF WEALTH; 7/29/2022; APPROX 160 HRS/MO; APPROX 130 HRS/MO DURING SECURITY TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-23 |
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