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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-03-19 |
Branch Locations
251 Diversion St. Suite 400, Rochester, MI 48307 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Rochester | MI | 02/2002 | Present |
NAME OF BUSINESS : THE LOST CAUSE INVESTMENT CLUB ADDRESS: 2036 ROCHESTER RD,ROYAL OAK, MI NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: PARTNER INVESTMENT RELATED:YES START DATE: 09/04/2014 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 1 DESCRIPTION OF DUTIES: I AM A PARTNER AND MEMBER OF THIS INVESTMENT CLUB FOR OVER 15 YEARS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-29 |
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