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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-23 |
| OH | RA | APPROVED | 2024-08-22 |
Branch Locations
3825 Edwards Rd. Suite 530, Cincinnati, OH 45209 • United States
Cincinnati, OH • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Cincinnati | OH | 09/2013 | 08/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2024 |
| Rbc Capital Markets, Llc | Cincinnati | OH | 08/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 08/2024 |
(1) NAME OF ENTITY: McLaughlin Storage Building ADDRESS: 2770 Observatory Ave Apt 304 Cincinnati OH 45208 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jun 01, 2026 CAPACITY: Owner DUTIES: This is a small warehouse building I will buy and rent HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-07 |
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