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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-06-24 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Jolla | CA | 04/1995 | Present |
| Bank Of America,Na | La Jolla | CA | 08/2009 | Present |
I*132218 For profit or not for profit: For-Profit Organization Name of outside business organization: Legal Ease LLC Investment related: N Address of business: Encinitas, California 92024 Nature of business: LLC, Position, title, association: Fiduciary, Start date of relationship: 7/1/2020 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 1 Duties: This is my wife's business that she started in 2002. I have no affiliation or responsibilities within the company I*2227351, Entity Type: , Name of OBA: MLPF& S CUST FPO IDA H IRRA FBO I H , Address: San Diego, California, 92122, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06-Mar-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-12 |
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