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Bart Robert Stuart

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, OR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-07
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2012-11-07
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

1211 Sw 5Th Ave, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 03/1994 Present
Bank Of America, N.A Portland OR 08/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-19
S63 Uniform Securities Agent State Law Examination 1996-05-23
  • S65 Uniform Investment Adviser Law Examination
    2006-04-19
  • S63 Uniform Securities Agent State Law Examination
    1996-05-23
Other Names
  • Barton R Stuart
  • Barton Robert Stuart

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
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