Thomas Michael Fischer

Current Employers

Employment History

• 11/2010 → 05/2017
  Mutual Securities Inc
  Tucson, AZ
• 12/2010 → Present
  Nova Financial Llc
  Tucson, AZ

Previous Registrations

• 2010-01-19 → 2010-12-07
  Osaic Fa, Inc.
  Phoenix, AZ
  Scottsdale, AZ

Other Businesses

1.THOMAS M FISCHER INSURANCE AGENT, SOLE PROPRIETOR, START: 12/2010, 3075 W. RAY ROAD, STE. 501 CHANDLER, AZ 852226, LIFE,FIXED AND HEALTH, NOT INVESTMENT RELATED, 80 HOURS PER MONTH, <2 HOURS PER DAY DURING TRADING HOURS. 2. DUNE FISCHER INC, DBA AHMIZE INC., CORPORATION, START: 11/2014, 738 S PERRY LANE, #6, TEMPE, AZ 85281, RETAIL, NOT INVESTMENT RELATED, WIFE IS OWNER OF RETAIL BUSINESS SELLING PROMOTIONAL ITEMS, ADVERTISING SPECIALTIES SALES, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. NOVA FINANCIAL, LLC, DBA ARIZONA FINANCIAL PLAN, START: 09/2014, 3075 W. RAY ROAD STE. 501 CHANDLER, AZ 85226, RIA, INVESTMENT ADVISOR/OWNER, INVESTMENT RELATED, 150 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 4. NOVA FINANCIAL & INSURANCE SERVICES, LLC, START: 12/22/2010, 3075 W. RAY ROAD STE.501 CHANDLER, AZ 85226, INSURANCE AGENCY/AGENT, NOT INVESTMENT RELATED, 5 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 5. SMOOTH SAND GROUP, LLC, START: 08/25/15, 2722 N. STAPLEY DRIVE MESA, AZ 85203, ADMINISTRATIVE OPERATIONS FOR TAX REPORTING PURPOSES, MEMBER, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 6. VACATION RENTAL PROPERTY, 09/15/2017, 8208 S. WASATCH GROVE LANE, COTTONWOOD HEIGHTS, UTAH 84121, VACATION HOME, HOME OWNER, RENT OUT OUR VACATION HOME WHEN NOT USING IT, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 7. SMOOTH SAND GROUP, LLC, START DATE: 11/14/2017, 2722 N. STAPLEY DR, MESA, AZ 85203, TOM@INVESTWITHNOVA.COM, LLC FILES AS AN S CORP, INSURANCE AGENCY,OWNER, LIFE INSURANCE AND HEALTH INSURANCE, 3 HOURS PER MONTH, 1 HOUR PER DAY DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-22
• S63 Uniform Securities Agent State Law Examination
  1995-05-15

Other Names

• Tom Michael Fischer
• Tom Fischer
• Thomas Fischer
• Thomas M. Fischer