Donald Edgar Bates

Current Employers

Employment History

• 07/2014 → 08/2018
  David A. Noyes & Company
  Richomnd, IN
• 08/2015 → 08/2018
  Noyes Advisors Llc
  Chicago, IL
• 08/2018 → 12/2022
  Thurston Springer Financial
  Indianapolis, IN
• 12/2022 → Present
  Ameriprise Financial Services, Llc
  Richmond, IN

Previous Registrations

• 2020-08-25 → 2022-12-14
  Thurston Springer Advisors
  Indianapolis, IN
• 2018-08-24 → 2021-07-06
  Thurston, Springer, Miller, Herd & Titak, Inc.
  Indianapolis, IN
  Indianapolis, IN
  Richmond, IN
• 2015-08-11 → 2018-08-24
  Sanctuary Advisors, Llc
  Chicago, IL
• 2014-07-02 → 2015-08-11
  Sanctuary Securities, Inc.
  Richmond, IN
  Indianapolis, IN
• 2011-03-11 → 2014-01-16
  Wells Fargo Advisors Financial Network, Llc
  Richmond, IN
• 2008-01-01 → 2011-03-11
  Wells Fargo Clearing Services, Llc
  Richmond, IN
• 1999-10-06 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Richmond, IN
  St. Louis, MO

Other Businesses

Real Estate Ownership; Commercial; 901 S A Street, , Richmond, IN, 47374; Not Investment-Related; 04/09/2021. Business Ownership; Wesley Bates WMS, LLC; Co-Owner; LLC specifically for Ameriprise Financial related expenses.; 901 S A Street, , Richmond, IN, 47374; Not Investment-Related; 03/01/2011; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Beech Grove Independent Nazarene Church; Board Chairman; 5152 Hornet Avenue, , Beech Grove, IN, 46107; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Beech Grove Independent Nazarene Church; Senior Pastor - Senior Pastor and Music Director; ; 5152 Hornet Avenue, , Beech Grove, IN, 46107; Not Investment-Related; 03/01/2020; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-04-27

Other Names

• Donald E Bates
• Don Bates
• Donald Edgar Bates
• Donald Edgar Bates
• Don E Bates
• Don Bates
• Donald Edgar Bates