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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

6155 N Scottsdale Rd, Floor 1, Scottsdale, AZ 85250 • United States

1800 E Florida Ave, Floor 02, Hemet , CA 92544 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Scottsdale AZ 10/2012 Present
Jpmorgan Chase Bank, N.A. Scottsdale AZ 04/2009 Present
Previous Registrations
  • 2009-06-18 → 2012-10-01
    Chase Investment Services Corp.
    Scottsdale, AZ
    Sun City, AZ
    Glendale, AZ
    Glendale, AZ
    Glendale, AZ
    Glendale, AZ
    Glendale, AZ
    Glendale, AZ
    Glendale, AZ
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-03
S63 Uniform Securities Agent State Law Examination 2002-09-27
  • S66 Uniform Combined State Law Examination
    2009-06-03
  • S63 Uniform Securities Agent State Law Examination
    2002-09-27
Other Names
  • Leslie Jean Lopez
  • Leslie Jean Lopez
  • Leslie Jean Jackson
  • Leslie Jean Jackson-Bridges

View on SEC IAPD

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