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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Ventura | CA | 07/1999 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ventura | CA | 10/2009 | 09/2016 |
| Mufg Union Bank | Santa Barbara | CA | 10/2016 | 05/2023 |
| Unionbanc Investment Services | Santa Barbara | CA | 11/2016 | 05/2023 |
| U.S. Bancorp Investments, Inc. | Santa Barbara | CA | 05/2023 | 02/2026 |
| U.S. Bank | Santa Barbara | CA | 05/2023 | Present |
| U.S. Bancorp Advisors, Llc | Santa Barbara | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-23 |
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