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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

6622 Main St Ste 2, Williamsville, NY 14221 • United States

Clarence Ctr, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Williamsville NY 09/2005 03/2020
Ameriprise Financial Services, Llc Williamsville NY 03/2020 Present
Other Businesses

Board of Directors; Lutheran Charities of Western New York; Member; 6540 Main Street, , Williamsville, NY, 14221; Not Investment-Related; 03/24/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; MDP 6622, LLC; Associate Financial Advisor - AFA for Ameriprise Financial, LLC; ; 6622 Main St, , Williamsville, NY, 14221; Investment-Related; 12/26/2001; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-12
S63 Uniform Securities Agent State Law Examination 1995-05-12
  • S65 Uniform Investment Adviser Law Examination
    1996-07-12
  • S63 Uniform Securities Agent State Law Examination
    1995-05-12
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Williamsville, NY

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