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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-10 |
| ND | RA | APPROVED | 2024-08-26 |
Branch Locations
3105 South Washington, Grand Forks, ND 58201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alerus Securities | Grand Forks | ND | 07/2015 | 12/2018 |
| Alerus | Grand Forks | ND | 07/2015 | 12/2018 |
| Infinex Investments, Inc. | Meriden | CT | 12/2018 | 07/2022 |
| Osaic Institutions, Inc. | Grand Forks | ND | 11/2018 | 08/2024 |
| Morgan Stanley Smith Barney Llc | Grand Forks | ND | 08/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-23 |
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