Thomas Lorenzo Bausley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 12/2017
  Questar Capital Corporation
  Minneapolis, MN
• 01/2018 → 02/2026
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → 02/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2026 → Present
  Lpl Financial Llc
  Richardson, TX

Previous Registrations

• 2023-06-29 → 2026-02-25
  Cetera Investment Advisers Llc
  Richardson, TX
• 2018-06-04 → 2023-06-29
  Cetera Wealth Services, Llc
  Richardson, TX
• 2013-10-21 → 2014-11-21
  Questar Asset Management, Inc.
  Minneapolis, MN
• 2011-08-26 → 2012-12-31
  Spc
  Dallas, TX
• 2002-12-20 → 2011-08-30
  Woodbury Financial Services, Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

1. 02/2026 - Orion Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 100 Hour(s)/Month - 100 Hour(s) During Trading - Richardson, TX, 75080 - OBA Start Date: 2/17/2026 2. 02/2026 - Midland National Insurance - Non-Variable Insurance - Inv Related - 10 Hour(s)/Month - 10 Hour(s) During Trading - Richardson, TX, 75080 - OBA Start Date: 01/21/2003 3. 02/2026 - Advisor Resource Company - Non-Variable Insurance - Inv Related - 10 Hour(s)/Month - 10 Hour(s) During Trading - Richardson, TX, 75080 - OBA Start Date: 01/05/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-12-12
• S63 Uniform Securities Agent State Law Examination
  1995-05-10

Other Names

• Todd Bausley
• Thomas Lorenzo Bausley
• Thomas Lorenzo Bausley