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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-05-19 |
| TN | RA | APPROVED | 2009-02-10 |
| OK | RA | APPROVED | 2009-01-28 |
Branch Locations
6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Memphis | TN | 01/2009 | Present |
1) MEMPHIS PREP PROGRAM / EVERGREEN PRES CHURCH MEMPHIS TN 38112 / EDUCATION / PREPARE INNER CITY HIGH SCHOOL STUDENTS FOR COLLEGE AND GAIN THEIR ADMITTANCE TO SUMMER PREP SCHOOL PROGRAMS / MEMBER OF BOARD OF DIRECTORS / ATTEND BOARD MTGS, STRATEGY PLANNING, BUDGETING / START DATE 01/01/2011 / OCCASIONAL MTG . 2)ST MARY'S EPISCOPAL SCHOOL / 90 PERKINS ROAD MEMPHIS,TN 38117 / COMPANY/ EDUCATION / EDUCATION PREK-12 / TRUSTEE / / TRUSTEE OF BOARD AND SERVE ON INVESTMENT COMMITTEE (MONITOR EXTERNAL INVESTMENT ADVISOR) / START DATE 41821 7/1/2014 / OCCASIONAL BOARD (4XANNUAL) OR COMMITTEE MTG 3) B.E.B. Living Trust/ investment related?: yes/ Memphis TN, 38120/Personal Investments and operating account for the Barnett Household. / start date: 10/31/2022. 4) L.S.S. Living Trust, Successor trustee behind client, and then her mother. Springing role, and trust to state I am only successor if no longer employed in the securities business, If client and then her mother die or are unable to serve, and I am no longer employed in the securities business, i would serve as trustee for her children, START DATE-10/13/2032, CAUnited States-92692.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-16 |
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