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Theresa Lynn Miller

Wells Fargo Clearing Services, LLC

Toledo, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-30
OH RA APPROVED 2020-01-03
  • TX RA
    APPROVED_RES
    Since 2023-10-30
  • OH RA
    APPROVED
    Since 2020-01-03

Branch Locations

7335 Crossleigh Ct Ste 100, Toledo, OH 43617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Toledo OH 01/2017 01/2020
Edward Jones Toledo OH 01/2010 12/2016
Wells Fargo Clearing Services Llc Toledo OH 01/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-19
  • S66 Uniform Combined State Law Examination
    2018-03-19
Other Names
  • Theresa Lynn Crosby
  • Theresa Lynn Upton
  • Theresa Lynn Crosby

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · TOLEDO, OH
CETERA INVESTMENT ADVISERS LLC · TOLEDO, OH
GURNEE GROUP, LLC · TOLEDO, OH
OSAIC WEALTH, INC. · TOLEDO, OH
EDWARD JONES · TOLEDO, OH
EAGLE STRATEGIES LLC · TOLEDO, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Toledo, OH
AMERITAS ADVISORY SERVICES, LLC · TOLEDO, OH

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