Nicole Zielke Harris

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2013-02-13

KY RA
APPROVED

Since 2013-02-13

Branch Locations

489 East Main, Lexington, KY 40507 • United States

Lexington, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Lexington	KY	02/2013	Present

02/2013 → Present

Raymond James & Associates, Inc.

Lexington, KY

Previous Registrations

2012-04-09 → 2013-02-13

Morgan Keegan & Company, Llc

Lexington, KY

Lexington, KY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-04-06
S63	Uniform Securities Agent State Law Examination	1995-12-29

S65 Uniform Investment Adviser Law Examination

2012-04-06
S63 Uniform Securities Agent State Law Examination

1995-12-29

Other Names

Kimberly Nicole Zielke

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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