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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2007-05-29 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Tavernier, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securites, Inc. | Fort Lauderdale | FL | 05/2007 | Present |
1) DBA: Romero Investment Advisors, LLC 159 Plantation Shores Dr,Tavernier FL, 33023; Securities and Marketing purposes; Investment Related; President and CEO; Financial Advisor; 10% of time spent 2) FIXED INSURANCE - 159 Plantation Shores Dr., Tavernier FL,33070,1% OF TIME SPENT. 3) PROPERTY RENTAL APARTMENT - TAVERNIER, FL 33070; OWNER; LANDLORD; NON-INVESTMENT RELATED BUSINESS; 1% OF TIME SPENT 4) TRUSTEE FOR MOTHER'S BROKERAGE ACCOUNT - 159 PLANTATION SHORES DR, TAVENIER, FL 33070; INVESTMENT RELATED; MANAGE FINANCIAL AFFAIRS, PAY BILLS AND COORDINATE DOCTOR VISITS; TRUSTEE; 2% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-05 |
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