Max Zubiate

Current Employers

Employment History

• 09/2015 → 09/2019
  Summit Brokerage Services Inc
  Colorado Springs, CO
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2019 → 05/2021
  Summit Financial Group Inc
  Colorado Springs, CO
• 10/2015 → Present
  Cetera Investment Advisers Llc
  Colorado Springs, CO

Previous Registrations

• 2019-09-06 → 2021-05-20
  Summit Financial Group Inc
  Colorado Springs, CO
• 2007-02-16 → 2015-11-13
  J P Turner & Company Capital Management, Llc
  Colorado Springs, CO
  Colorado Springs, CO
• 2003-06-24 → 2006-10-26
  Ameriprise Advisor Services, Inc.
  Colorado Springs, CO
  Colorado Springs, CO
• 2003-03-21 → 2003-06-25
  Choreo, Llc
  Colorado Springs, CO

Other Businesses

(1) ACADEMY WEALTH MANAGEMENT GROUP; 5540 N ACADEMY BLVD STE 220, COLORADO SPRINGS, CO, 80918; SINCE 10/23/2015; FINANCIAL ADVISOR; FINANCIAL SERVICES AND BROKERAGE; Academy Wealth Management is the DBA for my financial services group; 160 HOURS SPENT ON ACTIVITY PER MONTH; 160 HOURS DURING TRADING HOURS (2) SUMMIT BROKERAGE; NOT INVESTMENT RELATED; 5540 N ACADEMY BLVD COLORADO SPRINGS, CO 80918; LIFE INSURANCE; INSURANCE AGENT; 01/10/2017; APPX 5-10 HRS/MONTH; APPX 1-2 HRS/MONTH DURING TRADING; SOLICIT FIXED AND TERM INSURANCE BUSINESS (3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/14/2004 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-06
• S63 Uniform Securities Agent State Law Examination
  1996-07-26