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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-06
  • MN RA
    APPROVED
    Since 2014-01-06

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

St Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 09/2005 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Other Businesses

NAME OF ACTIVITY : FIRST TRUSTEE ON MOTHERS WILL. MY MOTHER IS NOT A CLIENT OF AMERIPRISE; NOT INVESTMENT RELATED; I THINK MY YOUNGER BROTHER IS SECOND TRUSTEE ; HRS: 0-20; INC: NO INCOME; NO ACTIVITY INVOLVE AMERIPRISE CLIENTS; NO ACTIVITY LIKELY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; NO ACTIVITY LIKELY TO BE VIEWED BY CLIENTS OR THE PUBLIC AS AN AMERIPRISE ACTIVITY. NAME OF ACTIVITY: FIRST TRUSTEE TO FATHER'S TRUST; DATE ACTIVITY STARTED: 07/22/2015; TYPE OF ACTIVITY: FATHERS LAST WILL AND TESTAMENT; PERSONAL REPRESENTATIVE; TOTAL HOURE PER MONTH 0-20; HOURS DURING TRADING HOURS PER MONTH 0-20; NO INCOME; THIS ACTIVITY DOES NOT INCLUDE PROVIDING INVESTMENT ADVICE, CONDUCTING SECURITIES TRADING OR MANAGING THE ASSETS OF OTHERS; THIS DOES NOT INVOLVE AMERIPRISE CLIENTS; THIS ACTIVITY IS NOT LIKELY TO INTEREFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; THIS IS NOT AN AMERIPRISE ACTIVITY. NAME OF ACTIVITY: FIDUCIARY, SUCCESSOR TRUSTEE FOR COLLEGE FRIEND, SHOULD HIS PARTNER NOT BE ABLE TO FULFILL THIS REQUIREMENT; NOT INVESTMENT RELATED, NO INCOME; THIS ACTIVITY IS NOT LIKELY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; THIS IS NOT AN AMERIPRISE ACTIVITY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-11
  • S63 Uniform Securities Agent State Law Examination
    1996-03-11

View on SEC IAPD

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