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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-06 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
St Paul, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
NAME OF ACTIVITY : FIRST TRUSTEE ON MOTHERS WILL. MY MOTHER IS NOT A CLIENT OF AMERIPRISE; NOT INVESTMENT RELATED; I THINK MY YOUNGER BROTHER IS SECOND TRUSTEE ; HRS: 0-20; INC: NO INCOME; NO ACTIVITY INVOLVE AMERIPRISE CLIENTS; NO ACTIVITY LIKELY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; NO ACTIVITY LIKELY TO BE VIEWED BY CLIENTS OR THE PUBLIC AS AN AMERIPRISE ACTIVITY. NAME OF ACTIVITY: FIRST TRUSTEE TO FATHER'S TRUST; DATE ACTIVITY STARTED: 07/22/2015; TYPE OF ACTIVITY: FATHERS LAST WILL AND TESTAMENT; PERSONAL REPRESENTATIVE; TOTAL HOURE PER MONTH 0-20; HOURS DURING TRADING HOURS PER MONTH 0-20; NO INCOME; THIS ACTIVITY DOES NOT INCLUDE PROVIDING INVESTMENT ADVICE, CONDUCTING SECURITIES TRADING OR MANAGING THE ASSETS OF OTHERS; THIS DOES NOT INVOLVE AMERIPRISE CLIENTS; THIS ACTIVITY IS NOT LIKELY TO INTEREFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; THIS IS NOT AN AMERIPRISE ACTIVITY. NAME OF ACTIVITY: FIDUCIARY, SUCCESSOR TRUSTEE FOR COLLEGE FRIEND, SHOULD HIS PARTNER NOT BE ABLE TO FULFILL THIS REQUIREMENT; NOT INVESTMENT RELATED, NO INCOME; THIS ACTIVITY IS NOT LIKELY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; THIS IS NOT AN AMERIPRISE ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-03-11 |
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