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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-10-13 |
Branch Locations
12444 Brantley Commons Ct, Fort Myers, FL 33907-5684 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Myers | FL | 09/2009 | Present |
| Independent Financial Partners | Fort Myers | FL | 06/2009 | 11/2016 |
1. 8/7/2010 - RH Sager Planning Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 5% - Present and sell fixed Life & Health Insurance Products through various companies. 2. 8/7/2010 - Gerber Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Present and Solicit Med Supp Policies. 3. 08/07/2010 - NON-VARIABLE INSURANCE/MUTUAL OF OMAHA/PRENENT AND SOLICIT MEDICARE SUPPLEMENTS AND LTC. 5% OF TIME. 4. 08/07/2010 - NON-VARIABLE INSURANCE/EMPLOYEES LIFE MUTUAL/PRESENT AND SOLICIT FIXED ANNUITY PRODUCTS. 5% OF TIME. 5. 01/07/2014 - BLUE CROSS OF FLORIDA - NON-VARIABLE INSURANCE - BLUE CROSS OF FL PRESENTING AND SELLING INDIVIDUAL HEALTH INSURANCE THROUGH THE HEALTHCARE MARKET PLACE - TIME SPENT 10% - FORT MYERS, FL 6. 01/07/2014 - Equitrust Life - INV REL - Non-Variable Insurance - 10% TIME SPENT - Selling fixed annuities non-indexed annuities 7. 01/09/2014 - One Americe/State Life - INV REL - Non-Variable Insurance - 10% TIME SPENT - Selling fixed life insurance and Long Term Care products 8. 10/14/2014 - NON-VARIABLE INSURANCE - 1500 Colonial Blvd Suite 222 Fort Myers, FL 33907 - TIME SPENT 20 HOURS PER MONTH - FORT MYERS, FL 9. 05/28/2015 - ROBERT SAGER PHOTGRAPHY - NOT INV REL - 12421 MCGREGOR PALMS DR FORT MYERS, FL 33908 - START 10/20/14 - 20/HRS NOT DURING SECS TRDG HRS. 10. 11/17/2016: The Wealth Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 11/17/2016 - 100 Hours Per Month/6 Hours During Securities Trading. 11. 7/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Start Date: 05/25/2018 - 10 Hours Per Month/10 Hours During Securities Trading. 12. 7/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Start Date: 01/05/2018 - 10 Hours Per Month/10 Hours During Securities Trading. 13. 6/24/2021 - Gavin's Ace Hardware - Not Investment Related - 16025 San Carlos Blvd, Fort Myers, FL 33908 - Outside/W-2 Employment - Associate - Started 05/05/2021 - 60 Hours Per Month/4 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-07-26 |
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