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Robert Howard Sager

LPl Financial LLC

Fort Myers, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-10-13
  • FL RA
    APPROVED
    Since 2016-10-13

Branch Locations

12444 Brantley Commons Ct, Fort Myers, FL 33907-5684 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Myers FL 09/2009 Present
Independent Financial Partners Fort Myers FL 06/2009 11/2016
Previous Registrations
  • 2009-07-31 → 2016-11-29
    Fort Myers, FL
  • 2007-01-09 → 2009-09-28
    Mutual Service Corporation
    Boston, MA
    Fort Myers, FL
    West Palm Beach, FL
    Fort Myers, FL
  • 1998-02-02 → 2006-12-31
    Ffp Advisory Services Inc
    Fort Myers, FL
Other Businesses

1. 8/7/2010 - RH Sager Planning Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 5% - Present and sell fixed Life & Health Insurance Products through various companies. 2. 8/7/2010 - Gerber Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Present and Solicit Med Supp Policies. 3. 08/07/2010 - NON-VARIABLE INSURANCE/MUTUAL OF OMAHA/PRENENT AND SOLICIT MEDICARE SUPPLEMENTS AND LTC. 5% OF TIME. 4. 08/07/2010 - NON-VARIABLE INSURANCE/EMPLOYEES LIFE MUTUAL/PRESENT AND SOLICIT FIXED ANNUITY PRODUCTS. 5% OF TIME. 5. 01/07/2014 - BLUE CROSS OF FLORIDA - NON-VARIABLE INSURANCE - BLUE CROSS OF FL PRESENTING AND SELLING INDIVIDUAL HEALTH INSURANCE THROUGH THE HEALTHCARE MARKET PLACE - TIME SPENT 10% - FORT MYERS, FL 6. 01/07/2014 - Equitrust Life - INV REL - Non-Variable Insurance - 10% TIME SPENT - Selling fixed annuities non-indexed annuities 7. 01/09/2014 - One Americe/State Life - INV REL - Non-Variable Insurance - 10% TIME SPENT - Selling fixed life insurance and Long Term Care products 8. 10/14/2014 - NON-VARIABLE INSURANCE - 1500 Colonial Blvd Suite 222 Fort Myers, FL 33907 - TIME SPENT 20 HOURS PER MONTH - FORT MYERS, FL 9. 05/28/2015 - ROBERT SAGER PHOTGRAPHY - NOT INV REL - 12421 MCGREGOR PALMS DR FORT MYERS, FL 33908 - START 10/20/14 - 20/HRS NOT DURING SECS TRDG HRS. 10. 11/17/2016: The Wealth Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 11/17/2016 - 100 Hours Per Month/6 Hours During Securities Trading. 11. 7/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Start Date: 05/25/2018 - 10 Hours Per Month/10 Hours During Securities Trading. 12. 7/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Start Date: 01/05/2018 - 10 Hours Per Month/10 Hours During Securities Trading. 13. 6/24/2021 - Gavin's Ace Hardware - Not Investment Related - 16025 San Carlos Blvd, Fort Myers, FL 33908 - Outside/W-2 Employment - Associate - Started 05/05/2021 - 60 Hours Per Month/4 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-07-26
  • S63 Uniform Securities Agent State Law Examination
    1995-07-26
Other Names
  • Bob Sager

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