Rhonda Louise Ducote

Current Employers

Apriem Advisors

19200 Von Karman Avenue Suite 1050, Irvine, CA 92612 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-29
CA	RA	APPROVED	2000-11-14

TX RA
APPROVED_RES

Since 2021-10-29
CA RA
APPROVED

Since 2000-11-14

Branch Locations

19200 Von Karman Avenue Suite 1050, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Apriem Advisors	Irvine	CA	08/2000	Present

08/2000 → Present

Apriem Advisors

Irvine, CA

Other Businesses

Independent insurance agent for Apriem Insurance Services, not investment related, Irvine, CA, insurance, agent, started 3/2003, 1 hour/month, 0 hours during trading hours, advises on insurance questions, sells insurance and insurance renewals.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-19
S63	Uniform Securities Agent State Law Examination	1997-04-02

S65 Uniform Investment Adviser Law Examination

1998-11-19
S63 Uniform Securities Agent State Law Examination

1997-04-02

Other Names

Rhonda Louise Henderson

View on SEC IAPD

Current Employers

Apriem Advisors

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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