Kristi Smith Dargan

Rbc Capital Markets, LLC

Hunt Valley, MD

Reisterstown, MD

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-18
MD	RA	APPROVED	2024-04-16

TX RA
APPROVED_RES

Since 2024-04-18
MD RA
APPROVED

Since 2024-04-16

Branch Locations

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Reisterstown, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Deutsche Bank Securities Inc.	Baltimore	MD	04/2007	12/2017
Db Usa Core Corporation (Affiliate Of Dbsi)	Baltimore	MD	01/2018	02/2020
Rbc Capital Markets, Llc	Hunt Valley	MD	02/2020	03/2022
Raymond James & Associates, Inc	Baltimore	MD	03/2022	04/2024
Rbc Capital Markets, Llc	Hunt Valley	MD	04/2024	Present

04/2007 → 12/2017

Deutsche Bank Securities Inc.

Baltimore, MD
01/2018 → 02/2020

Db Usa Core Corporation (Affiliate Of Dbsi)

Baltimore, MD
02/2020 → 03/2022

Rbc Capital Markets, Llc

Hunt Valley, MD
03/2022 → 04/2024

Raymond James & Associates, Inc

Baltimore, MD
04/2024 → Present

Rbc Capital Markets, Llc

Hunt Valley, MD

Previous Registrations

2022-03-29 → 2024-04-12

Raymond James & Associates, Inc.

Hunt Valley, MD
2021-01-19 → 2022-04-05

Rbc Capital Markets, Llc

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-19

S66 Uniform Combined State Law Examination

2021-01-19

Other Names

Kristi Smith

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

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