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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
New Hope, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Minneapolis | MN | 01/1998 | Present |
(1) MINNESOTA TWINS BASEBALL CLUB 1 TWINS WAY MPLS,MN MAJOR LEAGUE BASEBALL CLUB. START 3/2010 AND NO END DATE. USHER PROVIDING CUSTOMER SERVICE AND HOSPITALITY TO GUESTS OF THE TWINS STADIUM. 50-100 HRS PER MONTH. (2) NAME OF ENTITY: New Hope Lions Club ADDRESS: 4211 Oregon Ave N Apt 705, Minneapolis, Minnesota 55428 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jul 01, 2012 CAPACITY: Officer DUTIES: Club President (oversight, leadership, compliance) HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-18 |
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