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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-29
TX RA APPROVED_RES 1997-06-24
  • PA RA
    APPROVED
    Since 2010-06-29
  • TX RA
    APPROVED_RES
    Since 1997-06-24

Branch Locations

600 Hamilton St, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Allentown PA 03/1993 Present
Bank Of America, N.A. Allentown PA 04/2011 Present
Other Businesses

I*135040For profit or not for profit: For-Profit OrganizationName of outside business organization: AED3 LLCInvestment related: YAddress of business:bryn Mawr, Pennsylvania 19010Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 12/25/2020Number of hours devoted: 3 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Family LLC for estate planning and the transfer of real estate and possible other investments I*624266For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Bath, Pennsylvania, 18014Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 10/14/2021Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*2948288, Entity Type: Entity Charitable, Name of OBA: Wildlands Conservancy, Address: emmaus , Pennsylvania, 18049, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 10/03/2025, No Hours: 4 Yearly, No Hours during Trading: 4 Yearly, Duties: committee member, Land conservation

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-25
S63 Uniform Securities Agent State Law Examination 1995-05-25
  • S65 Uniform Investment Adviser Law Examination
    1996-01-25
  • S63 Uniform Securities Agent State Law Examination
    1995-05-25
Other Names
  • Ted Douglass
  • Alfred E (Iv) Douglass
  • Ted Douglass

View on SEC IAPD

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