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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-29 |
| TX | RA | APPROVED_RES | 1997-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Allentown | PA | 03/1993 | Present |
| Bank Of America, N.A. | Allentown | PA | 04/2011 | Present |
I*135040For profit or not for profit: For-Profit OrganizationName of outside business organization: AED3 LLCInvestment related: YAddress of business:bryn Mawr, Pennsylvania 19010Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 12/25/2020Number of hours devoted: 3 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Family LLC for estate planning and the transfer of real estate and possible other investments I*624266For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Bath, Pennsylvania, 18014Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 10/14/2021Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*2948288, Entity Type: Entity Charitable, Name of OBA: Wildlands Conservancy, Address: emmaus , Pennsylvania, 18049, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 10/03/2025, No Hours: 4 Yearly, No Hours during Trading: 4 Yearly, Duties: committee member, Land conservation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-25 |
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