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Julio C Aller

Mml Investors Services, LLC

Winston Salem, NC

Greensboro, NC

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-03-25
  • NC RA
    APPROVED
    Since 2017-03-25

Branch Locations

203-Aa South Stratford Road, Winston Salem, NC 27103 • United States

Greensboro, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Greensboro NC 08/1994 03/2017
Mass Mutual Winston-Salem NC 07/2016 Present
Mml Investors Services, Llc Winston-Salem NC 03/2017 Present
  • 08/1994 → 03/2017
    Metlife Securities Inc.
    Greensboro, NC
  • 07/2016 → Present
    Mass Mutual
    Winston-Salem, NC
  • 03/2017 → Present
    Mml Investors Services, Llc
    Winston-Salem, NC
Previous Registrations
  • 2003-02-03 → 2017-03-25
    Msi Financial Services, Inc.
    Greensboro, NC
    Greensboro, NC
    Greensboro, NC
Other Businesses

NAME: JULIO C ALLER INV REL: Y ADD: 1801 STANELY RD, SUITE 200 GREENSBORO NC 27407 NATURE: NONMMLIA - INDIVIDUAL LIFE POSITION: SALES START DATE: 2016 No. HR/MO: 0. No. HR/MO DURING SEC TRADING: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-16
S63 Uniform Securities Agent State Law Examination 1995-07-03
  • S65 Uniform Investment Adviser Law Examination
    2002-12-16
  • S63 Uniform Securities Agent State Law Examination
    1995-07-03
Other Names
  • J C Aller

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
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