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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-20 |
| HI | RA | APPROVED | 1995-07-17 |
Branch Locations
1003 Bishop St, Honolulu, HI 96813 • United States
Honolulu, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 02/1995 | Present |
| Bank Of America, Na | Honolulu | HI | 09/2009 | Present |
I*79752 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: HONOLULU, HAWAII 96815 NATURE OF BUSINESS: OTHER,JOINT W/ SPOUSE POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/1/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COLLECT RENT & ARRANGE REPAIRS *1069246 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Honolulu, Hawaii, 96825 Nature of business: Position, title, association: Sole owner, Start date of relationship: 11/9/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 I*1069248 For profit or not for profit: Name of outside business organization: Rental Property 4 Investment related: N Address of business: Honolulu, Hawaii, 96826 Nature of business: Position, title, association: Sole owner, Start date of relationship: 11/9/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 I*1069249 For profit or not for profit: Name of outside business organization: Rental Property 4 Investment related: N Address of business: Honolulu, Hawaii, 96826 Nature of business: Position, title, association: Sole owner, Start date of relationship: 11/9/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 I*1070246 For profit or not for profit: Name of outside business organization: Rental Property 3 Investment related: N Address of business: Honolulu, Hawaii, 96826 Nature of business: Position, title, association: Sole owner, Start date of relationship: 11/9/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-06 |
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