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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2004-09-30
  • IL RA
    APPROVED
    Since 2004-09-30

Branch Locations

170 S Bloomingdale Road #100, Bloomingdale, IL 60108-2948 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bloomingdale IL 06/1999 Present
Other Businesses

1. 09/05/2002 - KIRKBY, PHELAN & ASSOCIATES CPA, LLC - CPA/BOOKKEEPER/TAX PREPARER - CPA FIRM 2. 12/31/2007 - SOUTH BLOOMINGDALE ROAD PARTNERS - REAL ESTATE RENTAL - 170 S. BLOOMINGDALE RD., BLOOMINGDALE, IL 60108 - OWN BUILDING IN WHICH OFFICE IS LOCATED WITH 5 EQUAL PARTNERS THAT ARE ALSO LPL REPS - 12,000 SQ FT, CURRENTLY USING 8000 SQ FT, PLAN TO RENT OUT VACANT AREA UNTIL THEIR BUSINESS GROWS INTO SPACE. - 1% OF TIME SPENT 3. 08/25/2009 - KIRKBY, PHELAN & ASSOCIATES FINANCIAL RESOURCES - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 4. 02/06/2018 - McHenry Community Bank - Not Investment Related - 2730 W IL Route 120, McHenry, IL - For-Profit Board Member - Start Date 03/01/2018 - 10 Hours Per Month/2 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-29
S63 Uniform Securities Agent State Law Examination 1995-07-06
  • S65 Uniform Investment Adviser Law Examination
    2004-09-29
  • S63 Uniform Securities Agent State Law Examination
    1995-07-06
Other Names
  • Marybeth Kirkby

View on SEC IAPD

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