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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2004-09-30 |
Branch Locations
170 S Bloomingdale Road #100, Bloomingdale, IL 60108-2948 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bloomingdale | IL | 06/1999 | Present |
1. 09/05/2002 - KIRKBY, PHELAN & ASSOCIATES CPA, LLC - CPA/BOOKKEEPER/TAX PREPARER - CPA FIRM 2. 12/31/2007 - SOUTH BLOOMINGDALE ROAD PARTNERS - REAL ESTATE RENTAL - 170 S. BLOOMINGDALE RD., BLOOMINGDALE, IL 60108 - OWN BUILDING IN WHICH OFFICE IS LOCATED WITH 5 EQUAL PARTNERS THAT ARE ALSO LPL REPS - 12,000 SQ FT, CURRENTLY USING 8000 SQ FT, PLAN TO RENT OUT VACANT AREA UNTIL THEIR BUSINESS GROWS INTO SPACE. - 1% OF TIME SPENT 3. 08/25/2009 - KIRKBY, PHELAN & ASSOCIATES FINANCIAL RESOURCES - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 4. 02/06/2018 - McHenry Community Bank - Not Investment Related - 2730 W IL Route 120, McHenry, IL - For-Profit Board Member - Start Date 03/01/2018 - 10 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-06 |
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