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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
165 West Lake Street, Bloomingdale, IL 60108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Perry Mason'S Tax Service | Chicago | IL | 01/1993 | Present |
| Wayne Hummer Investments | Schaumburg | IL | 05/2013 | 01/2025 |
| Lpl Financial Llc | Bloomingdale | IL | 01/2025 | Present |
1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/29/2013- 160 hours per month/ 10 hours during trading 2- 01/2025- BSA TRoop 297- Non-profit volunteer (not on board)- Investment Related - Illinois - Start Date 01/01/2024- 20 hours per month/ 0 hours during trading 3- 01/2025- Steven Schwer- Coach/ Sports/ Fitness- Referee- Not Investment Related - Illinois - Start Date 09/01/2019- 10 hours per month/ 0 hours during trading 4- 01/28/2025- SAA Recreational Soccer - Non-Profit Board Member- Investment Related - Springfield, IL- Start Date 09/01/2015 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-30 |
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