Neil John Moscicki

Current Employers

Employment History

• 07/2015 → 01/2025
  Wayne Hummer Investments Llc
  Roselle, IL
• 01/2025 → Present
  Lpl Financial Llc
  Bloomingdale, IL

Previous Registrations

• 2015-07-31 → 2025-01-23
  Wintrust Investments Llc
  Chicago, IL
  Roselle, IL
  Bloomingdale, IL
• 2005-12-14 → 2015-08-05
  Bmo Harris Financial Advisors, Inc.
  Roselle, IL
• 2002-07-22 → 2005-12-31
  Harrisdirect Llc
  Roselle, IL
• 2001-02-27 → 2002-06-28
  Morgan Stanley Dw Inc.
  New York, NY

Other Businesses

1. 01/2025- Wintrust Investments Insurance Company- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/24/2025- 20 Hours Per Month- 20 Hours During Trading 2. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/25/2025- 175 Hours Per Month- 120 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2000-04-11

Designations